Wealth Manager

Client profile

Wealth Management division of a UK-based global banking group.


Our client, the Wealth Management division of a Global Banking Group wanted to ensure that its product development processes, governance and organisation were optimised and aligned with regulatory principles.

What we did

  • Led review of product design processes against conduct risk principles
  • Worked with leadership team to design and mobilise new Client Solutions
    and Products and Services development functions
  • Delivered recommendations to senior management for enhancements to
    process and governance
  • Led Products and Services response to FCA enquiry on readiness for RDR

Outcome delivered

  • Increased consistency and rigour around how products and services are delivered and aligned with regulatory principles
  • Improved connectivity between product teams and coverage teams globally
  • More effective assessment of commercial viability of new products and improved gathering and use of client insight