Wealth Management division of a UK-based global banking group.

Our client, the Wealth Management division of a Global Banking Group wanted to ensure that its product development processes, governance and organisation were optimised and aligned with regulatory principles.

• Led review of product design processes against conduct risk principles
• Worked with leadership team to design and mobilise new Client Solutions
  and Products and Services development functions
• Delivered recommendations to senior management for enhancements to
  process and governance
• Led Products and Services response to FCA enquiry on readiness for RDR

• Increased consistency and rigour around how products and services are delivered and aligned with regulatory principles
• Improved connectivity between product teams and coverage teams globally
• More effective assessment of commercial viability of new products and improved gathering and use of client insight